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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-05
IN RA APPROVED 2022-08-02
  • TX RA
    APPROVED_RES
    Since 2026-01-05
  • IN RA
    APPROVED
    Since 2022-08-02

Branch Locations

Franklin, IN • United States

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Franklin IN 05/2020 Present
Verbarg Risk Management Indianapolis IN 12/2019 03/2020
Heineman State Farm Greenwood IN 01/2016 12/2019
Unemployed Franklin IN 04/2020 05/2020
Northwestern Mutual Greenwood IN 03/2016 12/2016
Charles Schwab Bank, Ssb Franklin IN 06/2022 Present
  • 05/2020 → Present
    Franklin, IN
  • 12/2019 → 03/2020
    Verbarg Risk Management
    Indianapolis, IN
  • 01/2016 → 12/2019
    Heineman State Farm
    Greenwood, IN
  • 04/2020 → 05/2020
    Unemployed
    Franklin, IN
  • 03/2016 → 12/2016
    Northwestern Mutual
    Greenwood, IN
  • 06/2022 → Present
    Charles Schwab Bank, Ssb
    Franklin, IN
Other Businesses

1) Scott Tuttle | Investment Related:No|3912 w state road 44|Franklin|IN|46131|USA|Other|Owner|5/20/2021|20-40|0|I drag race (cars). This is going on the MDO from possible income if I win a big race. I only race in the summer months., 2) Patchmaster North Indianapolis | Investment Related:No|16420 Overlook Park PL|Noblesville|Indiana|46060|Hamilton|Construction - Residential/Commercial/Office|Manager|5/29/2025|20-40|0|Manager to oversee drywall jobs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-02
S63 Uniform Securities Agent State Law Examination 2021-05-07
  • S66 Uniform Combined State Law Examination
    2022-08-02
  • S63 Uniform Securities Agent State Law Examination
    2021-05-07
Other Names
  • Scott Henry Tuttle
  • Scott H Tuttle

View on SEC IAPD

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