Magdiel Delgado

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-12-18
TX	RA	APPROVED	2018-10-01

CA RA
APPROVED

Since 2018-12-18
TX RA
APPROVED

Since 2018-10-01

Branch Locations

San Diego, CA • United States

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bbva Securities Inc	Houston	TX	02/2016	08/2018
Compass Bank	Houston Tx	TX	06/2013	08/2018
Bbva Wealth Solutions, Inc.	Houston	TX	05/2018	08/2018
Ubs Financial Services Inc.	San Diego	CA	08/2018	Present

02/2016 → 08/2018

Bbva Securities Inc

Houston, TX
06/2013 → 08/2018

Compass Bank

Houston Tx, TX
05/2018 → 08/2018

Bbva Wealth Solutions, Inc.

Houston, TX
08/2018 → Present

Ubs Financial Services Inc.

San Diego, CA

Previous Registrations

2018-05-07 → 2018-08-17

Pnc Managed Account Solutions, Inc.

Houston, TX

Other Businesses

COMPASS BANK / YES / 15 SOUTH 20TH STREET, BIRMINGHAM, ALABAMA 35233 / 06/03/2013 / 160 / 160 / COMPASS BANK IS AN AFFILIATE OF BBVA SECURITIES INC. AND THE FIRM CONDUCTS SECURITIES ACTIVITIES ON BANK PREMISES PURSUANT TO A NETWORKING ARRANGEMENT. REPRESENTATIVE IS ALSO AN EMPLOYEE OF FIRM'S AFFILIATE BANK AND IS AUTHORIZED TO OFFER PRODUCTS OF AND PERFORM SERVICES FOR THE BANK. / COMMERCIAL BANK / EMPLOYEE / LIFE AND HEALTH LICENSE / NO / NO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-05-06

S66 Uniform Combined State Law Examination

2018-05-06

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