Ted Chen

Current Employers

Ni Advisors

1138 Cadillac Court, Milpitas, CA 95035-3058 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-04-14

NJ RA
APPROVED

Since 2026-04-14

Branch Locations

East Brunswick, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Axa Advisors Llc	New York	NY	03/2016	11/2018
First Heartland Capital Inc	Lake St. Louis	MO	01/2019	01/2020
First Heartland Consultants, Inc	Edison	NJ	01/2019	01/2020
Aig Insurance	Edison	NJ	11/2018	01/2020
Axa Advisors, Llc	New York	NY	01/2020	06/2020
Equitable Advisors, Llc	New York	NY	01/2020	03/2026
Ni Advisors	Milpitas	CA	03/2026	Present

03/2016 → 11/2018

Axa Advisors Llc

New York, NY
01/2019 → 01/2020

First Heartland Capital Inc

Lake St. Louis, MO
01/2019 → 01/2020

First Heartland Consultants, Inc

Edison, NJ
11/2018 → 01/2020

Aig Insurance

Edison, NJ
01/2020 → 06/2020

Axa Advisors, Llc

New York, NY
01/2020 → 03/2026

Equitable Advisors, Llc

New York, NY
03/2026 → Present

Ni Advisors

Milpitas, CA

Previous Registrations

2020-01-15 → 2026-03-09

Equitable Advisors, Llc

East Brunswick, NJ

Woodbridge, NJ
2019-01-03 → 2020-01-15

First Heartland Consultants, Inc.

Edison, NJ
2016-07-08 → 2018-11-13

Equitable Advisors, Llc

East Brunswick, NJ

Woodbridge, NJ

Woodbridge, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-04-12

S66 Uniform Combined State Law Examination

2016-04-12