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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-09
  • CA RA
    APPROVED
    Since 2022-08-09

Branch Locations

Citi Wealth Management, Sales 300 South Grand Avenue, Fl 31, Los Angeles, CA 90071 • United States

Cwm Retail 3191 Mowry Avenue, Fremont, CA 94538 • United States

Citi Retail Banking 1800 Decoto Road, Union City, CA 94587 • United States

Palo Alto, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Palo Alto CA 03/2016 11/2019
Morgan Stanley Private Bank. N.A. New York NY 06/2016 11/2019
East West Bank Cupertino CA 11/2019 07/2022
Cetera Investment Services Llc St Cloud MN 11/2019 07/2022
Citigroup Fremont CA 08/2022 Present
  • 03/2016 → 11/2019
    Palo Alto, CA
  • 06/2016 → 11/2019
    Morgan Stanley Private Bank. N.A.
    New York, NY
  • 11/2019 → 07/2022
    East West Bank
    Cupertino, CA
  • 11/2019 → 07/2022
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2022 → Present
    Citigroup
    Fremont, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-28
  • S66 Uniform Combined State Law Examination
    2016-06-28
Other Names
  • Maria Hu

View on SEC IAPD

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