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690 Lee Road, Wayne, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | San Antonio | TX | 06/2016 | 09/2017 |
| Mml Investors Services Llc | San Antonio | TX | 08/2016 | 09/2017 |
| American Funds | San Antonio | TX | 10/2017 | 04/2020 |
| American Funds | San Antonio | TX | 04/2020 | 01/2021 |
| American Funds | San Antonio | TX | 01/2021 | 06/2023 |
| Bny Mellon Securities Corporation | Kirkland | WA | 06/2023 | 05/2025 |
| Hartford Funds Distributors, Llc | Wayne | PA | 06/2025 | Present |
| Hartford Funds Management Company, Llc | Wayne | PA | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-23 |
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