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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-04-23
TX RA APPROVED 2018-04-12
  • FL RA
    APPROVED
    Since 2018-04-23
  • TX RA
    APPROVED
    Since 2018-04-12

Branch Locations

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 04/2014 Present
Bank Of America, N.A. Jacksonville FL 01/2022 Present
Other Businesses

I*1740273 , Entity Type,Charitable Name of OBA: Address: Sunrise Community Church Investment Related:NO Position, Title, Association:Other Employee Start Date: 03/11/2024 No Hours: Yearly No Hours during trading: 0 Duties:I will just be a back up Signer ( to sign checks to pay for expenses) on a bank account for expenses for the church in the event that the main person is out of town on vacation or unavailable.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-29
  • S66 Uniform Combined State Law Examination
    2018-03-29
Other Names
  • William Frank Robertson

View on SEC IAPD

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