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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Lake Mary | FL | 01/2008 | 09/2018 |
| Fifth Third Securities | Lake Mary | FL | 02/2016 | 09/2018 |
| Truist Investment Serices, Inc. | Leesburg | FL | 09/2018 | Present |
| Truist Bank | Winter Park | FL | 09/2018 | Present |
| Truist Advisory Services, Inc. | Leesburg | FL | 09/2018 | Present |
MUSICIAN POSITION: Guitarist NATURE: I play guitar in a band. We haven't played in a while, but we might play in the future. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2009 ADDRESS: Lake Mary FL, United States DESCRIPTION: Playing guitar and occasionally singing back-up vocals
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-08 |
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