Kenneth J Coggins

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 01/2020
  Axa Advisors, Llc
  New York, NY
• 07/2018 → 09/2021
  Prescott Financial, Llc
  Spring Hill, FL
• 01/2020 → 09/2021
  National Asset Management
  Tampa, FL
• 01/2020 → 09/2021
  National Securities Corporation
  Tampa, FL
• 10/2021 → Present
  Morgan Stanley
  Temple Terrace, FL
• 02/2024 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2020-01-23 → 2021-09-27
  B. Riley Wealth Advisors, Inc.
  Tampa, FL
• 2019-01-29 → 2020-02-05
  Equitable Advisors, Llc
  Tampa, FL
  Spring Hill, FL
  Tampa, FL

Exams

• S66 Uniform Combined State Law Examination
  2018-12-28

Other Names

• Kenneth Coggins
• Kenneth Jacob Coggins