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Austin James Bell

Vanguard Advisers, Inc.

Charlotte, NC

CRD 6617687

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-05-30
TX RA APPROVED_RES 2021-08-02
NC RA APPROVED 2021-07-30
  • IN RA
    APPROVED
    Since 2023-05-30
  • TX RA
    APPROVED_RES
    Since 2021-08-02
  • NC RA
    APPROVED
    Since 2021-07-30

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Bismarck ND 02/2016 11/2017
Lpl Financial Llc Corydon IN 11/2017 11/2020
The Vanguard Group, Inc. Charlotte NC 07/2021 Present
Unemployed Lanesville IN 11/2020 07/2021
  • 02/2016 → 11/2017
    Investment Centers Of America, Inc.
    Bismarck, ND
  • 11/2017 → 11/2020
    Corydon, IN
  • 07/2021 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 11/2020 → 07/2021
    Unemployed
    Lanesville, IN
Previous Registrations
  • 2017-11-29 → 2020-11-25
    Corydon, IN
    Palmyra, IN
    Shephardsville, KY
    Jeffersonville, IN
    New Albany, IN
    New Albany, IN
    Floyds Knobs, IN
    Greenville, IN
  • 2016-12-13 → 2017-11-29
    Investment Centers Of America, Inc.
    Corydon, IN
    Bismarck, ND
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-05
  • S66 Uniform Combined State Law Examination
    2016-12-05
Other Names
  • Austin James Bell
  • Austin Bell

View on SEC IAPD

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