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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-02-14
  • NV RA
    APPROVED
    Since 2024-02-14

Branch Locations

3333 East Serene Ave Suite 100, Henderson, NV 89074 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sgtti Management Company Boulder City NV 08/2012 10/2019
Wyzant Boulder City NV 02/2016 11/2020
Axa Advisors, Llc New York NY 04/2016 06/2020
Equitable Advisors, Llc New York NY 04/2016 02/2024
Gwn Securities, Inc. Palm Beach Gardens FL 02/2024 Present
  • 08/2012 → 10/2019
    Sgtti Management Company
    Boulder City, NV
  • 02/2016 → 11/2020
    Wyzant
    Boulder City, NV
  • 04/2016 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 04/2016 → 02/2024
    New York, NY
  • 02/2024 → Present
    Palm Beach Gardens, FL
Previous Registrations
Other Businesses

CO-TRUSTEE FOR FATHER'S ESTATE TRUST SINCE 9/2017. GREEN VALLEY WEALTH MANAGEMENT INVESTMENT RELATED: Is Investment Related NATURE: DBA/Financial Services/Insurance, POSITION: Registered Representative, START DATE: 2024-02-09, HOURS PER MONTH: 160 hours per month, SECURITIES TRADING HOURS: 160 hours per month during trading hours DESCRIPTION: DBA; Life Insurance sales to customers; and Financial Services. INSURANCE INVESTMENT RELATED: Is Investment Related, NATURE: Insurance Sales, POSITION: Insurance Agent, START DATE: 2024-02-12, HOURS PER MONTH: 160 hours per month, SECURITIES TRADING HOURS; 0 hours per month during trading hours, DESCRIPTION: Positioning insurance products in accordance with the best interest of the client and their financial objectives

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-23
  • S66 Uniform Combined State Law Examination
    2016-05-23
Designations
Other Names
  • Joshua Gullo

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