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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-02-14 |
Branch Locations
3333 East Serene Ave Suite 100, Henderson, NV 89074 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sgtti Management Company | Boulder City | NV | 08/2012 | 10/2019 |
| Wyzant | Boulder City | NV | 02/2016 | 11/2020 |
| Axa Advisors, Llc | New York | NY | 04/2016 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 04/2016 | 02/2024 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 02/2024 | Present |
CO-TRUSTEE FOR FATHER'S ESTATE TRUST SINCE 9/2017. GREEN VALLEY WEALTH MANAGEMENT INVESTMENT RELATED: Is Investment Related NATURE: DBA/Financial Services/Insurance, POSITION: Registered Representative, START DATE: 2024-02-09, HOURS PER MONTH: 160 hours per month, SECURITIES TRADING HOURS: 160 hours per month during trading hours DESCRIPTION: DBA; Life Insurance sales to customers; and Financial Services. INSURANCE INVESTMENT RELATED: Is Investment Related, NATURE: Insurance Sales, POSITION: Insurance Agent, START DATE: 2024-02-12, HOURS PER MONTH: 160 hours per month, SECURITIES TRADING HOURS; 0 hours per month during trading hours, DESCRIPTION: Positioning insurance products in accordance with the best interest of the client and their financial objectives
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-23 |
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