Vincent Charles Baron

Current Employers

Employment History

• 02/2016 → 01/2018
  Ameriprise Financial Services, Inc.
  Menominee, MI
• 04/2018 → Present
  Lpl Financial Llc
  Menominee, MI
• 06/2026 → Present
  Gateway Wealth Partners, Llc
  Appleton, WI

Previous Registrations

• 2016-09-28 → 2018-02-01
  Ameriprise Financial Services, Llc
  Menominee, MI

Other Businesses

1. 4/9/2018 - No Business Name - Not Investment Related - Menominee, Ml - Real Estate Rental - Start Date:09/01/2009 - 0 Hour(s) Per Month/0 Hour(s) During Trading - Time Spent: 0%. 2. 4/9/18- Baron Financial- DBA for LPL Business (entity for LPL business)- Inv. Related- Menominee, MI- 100% 3. 6/8/2018 - Crump Life Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:05/15/2018 - 5 Hours Per Month/5 Hours During Trading. 4. 6/21/2021 - The Michigan Shivers - Not Investment Related - Menominee, MI - Outside/W-2 Employment - Guitarist - Started 05/24/2021 - 12 Hours Per Month/1 Hour During Securities Trading - Guitarist in a band and acting as the band's manager getting gigs booked. 5. 05/22/2025 - VINCENT BARON - Not Inv. Related - Menominee, WI - Other - Musician - Start Date:05/16/2025 - 15 Hours Per Month/ 0 Hour During Securities Trading 6. 04/13/2026 - Gateway Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/07/2026 - 120 hours per month/ 40 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2016-08-24