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Nathan Henry Brummel

Sierra Investment Management, LLC

Santa Monica, CA

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Current Employers
Sierra Investment Management, Llc

3420 Ocean Park Blvd, Ste 3060, Santa Monica, CA 90405 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-08
CA RA APPROVED 2023-10-18
  • TX RA
    APPROVED_RES
    Since 2025-12-08
  • CA RA
    APPROVED
    Since 2023-10-18

Branch Locations

3420 Ocean Park Blvd, Ste 3060, Santa Monica, CA 90405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Santa Monica CA 02/2016 08/2023
Charles Schwab Bank Santa Monica CA 08/2017 08/2023
Sierra Investment Management, Inc. Santa Monica CA 09/2023 Present
  • 02/2016 → 08/2023
    Charles Schwab & Co., Inc
    Santa Monica, CA
  • 08/2017 → 08/2023
    Charles Schwab Bank
    Santa Monica, CA
  • 09/2023 → Present
    Sierra Investment Management, Inc.
    Santa Monica, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-30
  • S66 Uniform Combined State Law Examination
    2016-06-30

View on SEC IAPD

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Other Offices

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SERENUS WEALTH ADVISORS, LLC · SANTA MONICA, CA
WILSHIRE · SANTA MONICA, CA
DIMENSIONAL FUND ADVISORS LP · SANTA MONICA, CA
COMPOSITION WEALTH, LLC · SANTA MONICA, CA
OCEAN AVENUE WEALTH MANAGEMENT · SANTA MONICA, CA
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