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Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-07-28 |
| OR | RA | APPROVED | 2026-01-27 |
| CA | RA | APPROVED | 2026-01-06 |
| ME | RA | APPROVED | 2025-03-19 |
| VA | RA | APPROVED | 2024-12-06 |
| NJ | RA | APPROVED | 2023-10-26 |
| NH | RA | APPROVED | 2023-06-28 |
| CT | RA | APPROVED | 2022-01-17 |
| FL | RA | APPROVED | 2019-08-15 |
| RI | RA | APPROVED | 2018-06-27 |
Branch Locations
1 Citizens Bank Way, Johnston, RI 02919 • United States
8 Washington Square, Newport, RI 02840 • United States
25 East Main Road Aquidneck Shopping Center, Middletown, RI 02840 • United States
199 Connell Highway Mailstop: Ri-104, Newport, RI 02840 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 02/2016 | 06/2018 |
| Bank Of America, N.A. | Providence | RI | 06/2016 | 06/2018 |
| Citizens Securities, Inc. | Newport | RI | 06/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-09 |
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