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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-20 |
| IL | RA | APPROVED | 2023-01-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2016 | 07/2019 |
| Northwestern Mutual Investment Services Llc | Vernon Hills | IL | 03/2016 | 07/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2016 | 07/2019 |
| Network 1 Financial Securities, Inc. | Red Bank | NJ | 09/2020 | 09/2022 |
| Biolife4D | Lincolnshire | IL | 01/2017 | 01/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Deer Park | IL | 11/2022 | Present |
| Bank Of America, N.A. | Deer Park | IL | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-13 |
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