Marvin Somlo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 07/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 03/2016 → 07/2019
  Northwestern Mutual Investment Services Llc
  Vernon Hills, IL
• 05/2016 → 07/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 09/2020 → 09/2022
  Network 1 Financial Securities, Inc.
  Red Bank, NJ
• 01/2017 → 01/2022
  Biolife4D
  Lincolnshire, IL
• 11/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Deer Park, IL
• 01/2023 → Present
  Bank Of America, N.A.
  Deer Park, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-07-20
• S63 Uniform Securities Agent State Law Examination
  2016-04-13

Other Names

• Marvin Stuart Mandel
• Marvin Stuart Mandel
• Marvin Somlo
• Marvin Mandel Somlo