Etienne Dale Goods

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 06/2018
  Capital Choice Financial Services
  Greensboro, GA
• 02/2016 → 06/2017
  Ccf Investments
  Greensboro, GA
• 06/2017 → 06/2018
  Ameritas Investment Corp.
  Lincoln, NE
• 08/2016 → Present
  Goods Financial Services
  Helotes, TX
• 06/2018 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2017-09-26 → 2018-07-12
  Ameritas Investment Company, Llc
  Greensboro, GA
  Helotes, TX

Other Businesses

Goods Financial Services, LLC. Life and Health Insurance Licensed Agent, Fixed and Indexed Annuities also. Devote approximately 15-20 hours a week on these activities. SMARTVESTOR PROGRAM POSITION: SmartVestor Pro NATURE: Advertising INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/31/2017 ADDRESS: 24123 Boerne Stage Rd, Suite 118, San Antonio TX 78255, United States DESCRIPTION: Making phone calls or sending an email or text message to prospects. If they are interested, I continue to communicate with them and assist them with accomplishing their financial goals.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-09-20
• S63 Uniform Securities Agent State Law Examination
  2016-02-25

Designations

• Certified Financial Planner

Other Names

• Dale Goods