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Douglas R Quintero

Morgan Stanley

Irvine, CA

Healdsburg, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-12
CA RA APPROVED 2017-08-07
  • TX RA
    APPROVED_RES
    Since 2021-06-12
  • CA RA
    APPROVED
    Since 2017-08-07

Branch Locations

1901 Main Street Suite 700, Irvine, CA 92614 • United States

Healdsburg, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 09/2011 08/2017
Bank Of America, N.A. San Francisco CA 11/2011 08/2017
Morgan Stanley Irvine CA 08/2017 Present
Morgan Stanley Private Bank, National Association New York NY 08/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-13
  • S66 Uniform Combined State Law Examination
    2005-07-13
Other Names
  • Douglas Robert Quintero
  • Douglas Quintero

View on SEC IAPD

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