Batala Petra Fortes

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 03/2023
  Lpl Financial, Llc
  Capitola, CA
• 02/2016 → 04/2022
  Zuk Financial Group
  Capitola, CA
• 03/2023 → Present
  Securities America, Inc.
  Laguna Hills, CA
• 03/2023 → Present
  Securities America Advisors
  Laguna Hills, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Folsom, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Folsom, CA

Previous Registrations

• 2023-03-01 → 2024-06-14
  Securities America Advisors, Inc.
  Capitola, CA
  Laguna Hills, CA

Other Businesses

1. DBA - Iron Point 2. THE MANUELA A. FORTES FAMILY TRUST DATED 11-10-2018 POSITION: Trustee NATURE: Trustee of the my late mother's trust, The Manuela A. Fortes Family Trust dated 11-10-2018 INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/10/2018 ADDRESS: 16812 SE Powell Blvd, 203, Portland OR 97236 DESCRIPTION: Pay debts of the Trust, Distribute funds and property to beneficiaries (my siblings and I), File Taxes 3. UBER POSITION: Driver / Contract NATURE: Food delivery on the weekends, and some weekday nights beginning at 5:00pm PST. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 10/17/2025 ADDRESS: 1725 3rd St, San Francisco CA 94158, United States DESCRIPTION: I pick up food orders, using my own vehicle, from various local restaurants. Then, I deliver the food orders to customers. I use the Uber app on my personal cell phone. 4. THE MANUELA A. FORTES FAMILY TRUST DATED 11-10-2018 POSITION: Trustee NATURE: Trustee of the my late mother's trust, The Manuela A. Fortes Family Trust dated 11-10-2018 INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/10/2018 ADDRESS: 7722-B SE 64th Ave, Portland OR 97206, United States DESCRIPTION: Pay debts of the Trust Distribute funds and property to beneficiaries (my siblings and I) File Taxes

Exams

• S66 Uniform Combined State Law Examination
  2022-12-30

Other Names

• Petra Fortes-Schramm
• Maria De La Luz Petra Fortes
• Maria De La Luz Petra Fortes-Schramm