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Sean Patrick Carroll

Empower Advisory Group, LLC

Colorado Springs, CO

Greenwood Village, CO

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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-07-07
  • CO RA
    APPROVED
    Since 2022-07-07

Branch Locations

Colorado Springs, CO • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T Rowe Price Colorado Springs CO 02/2016 12/2021
Gwfs Equities, Inc Greenwood Village CO 05/2022 Present
Advised Assets Groups, Llc Greenwood Village CO 05/2022 Present
Unemployed Colorado Springs CO 12/2021 05/2022
  • 02/2016 → 12/2021
    T Rowe Price
    Colorado Springs, CO
  • 05/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 05/2022 → Present
    Advised Assets Groups, Llc
    Greenwood Village, CO
  • 12/2021 → 05/2022
    Unemployed
    Colorado Springs, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-23
S63 Uniform Securities Agent State Law Examination 2016-04-28
  • S66 Uniform Combined State Law Examination
    2021-06-23
  • S63 Uniform Securities Agent State Law Examination
    2016-04-28

View on SEC IAPD

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