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Michael Joseph Carrico

Howe And Rusling, Inc.

Rochester, NY

Colorado Springs, CO

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Current Employers
Howe And Rusling, Inc.

165 Culver Rd Suite 100, Rochester, NY 14620 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-18
CO RA APPROVED 2022-09-02
  • TX RA
    APPROVED
    Since 2023-10-18
  • CO RA
    APPROVED
    Since 2022-09-02

Branch Locations

165 Culver Rd Suite 100, Rochester, NY 14620 • United States

Colorado Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T Rowe Price Colorado Springs CO 02/2016 01/2022
Empower Financial Services, Inc. Greenwood Village CO 01/2022 07/2022
Howe And Rusling, Inc. Colorado Springs CO 08/2022 Present
Empower Advisory Group, Llc Greenwood Village CO 01/2022 07/2022
  • 02/2016 → 01/2022
    T Rowe Price
    Colorado Springs, CO
  • 01/2022 → 07/2022
    Empower Financial Services, Inc.
    Greenwood Village, CO
  • 08/2022 → Present
    Howe And Rusling, Inc.
    Colorado Springs, CO
  • 01/2022 → 07/2022
    Empower Advisory Group, Llc
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-20
S63 Uniform Securities Agent State Law Examination 2016-04-28
  • S66 Uniform Combined State Law Examination
    2017-11-20
  • S63 Uniform Securities Agent State Law Examination
    2016-04-28
Designations

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
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