Philip Alan Lindsay

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2018-09-11

OH RA
APPROVED

Since 2018-09-11

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nationwide Investment Services Corporation	Columbus	OH	02/2016	Present

02/2016 → Present

Nationwide Investment Services Corporation

Columbus, OH

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-11-03
S65	Uniform Investment Adviser Law Examination	2018-09-10

S63 Uniform Securities Agent State Law Examination

2018-11-03
S65 Uniform Investment Adviser Law Examination

2018-09-10

Other Names

Philip Lindsay

View on SEC IAPD