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Peter Wenzel

Northwestern Mutual Investment Services, LLC

Milwaukee, WI

Woodridge, IL

CRD 6616245

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-06-12
  • WI RA
    APPROVED
    Since 2025-06-12

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Woodridge, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 02/2016 06/2024
Northwestern Mutual Life Insurance Company Milwaukee IL 10/2024 Present
Northwestern Mutual Investment Services Llc Milwaukee WI 03/2025 Present
Unemployed Woodridge IL 06/2024 10/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-23
  • S66 Uniform Combined State Law Examination
    2016-05-23

View on SEC IAPD

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