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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2016-03-22
  • IN RA
    APPROVED
    Since 2016-03-22

Branch Locations

707 Ridge Road, Munster, IN 46321 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Merchants Investment Services Llc Munster IN 02/2014 Present
Cetera Investment Services Lc St. Cloud MN 02/2016 Present
Cetera Investment Advisers Llc Munster IN 03/2016 Present
  • 02/2014 → Present
    First Merchants Investment Services Llc
    Munster, IN
  • 02/2016 → Present
    Cetera Investment Services Lc
    St. Cloud, MN
  • 03/2016 → Present
    Munster, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-18
  • S66 Uniform Combined State Law Examination
    2016-03-18

View on SEC IAPD

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