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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-17
  • TX RA
    APPROVED
    Since 2023-03-17

Branch Locations

1146 West Panola St, Carthage, TX 75633 • United States

7500 Rialto Blvd Ste 230 Bldg 1, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edwards Jones St Louis MO 03/2016 03/2023
Lpl Financial Llc Austin TX 03/2023 Present
  • 03/2016 → 03/2023
    Edwards Jones
    St Louis, MO
  • 03/2023 → Present
    Austin, TX
Previous Registrations
  • 2016-08-26 → 2023-03-20
    Austin, TX
    Austin, TX
    Austin, TX
    St Louis, MO
    Buda, TX
    Austin, TX
    Austin, TX
    Austin, TX
Other Businesses

1) 03/08/2023 - The Fox Alliance - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-14
  • S66 Uniform Combined State Law Examination
    2016-07-14

View on SEC IAPD

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