David Brian Murphy

Current Employers

Employment History

• 03/2000 → Present
  First State Bank & Trust Company
  Carthage, TX
• 11/2004 → Present
  Cetera Investment Services Llc
  St. Cloud, MN
• 01/2014 → Present
  Cetera Investment Advisers Llc
  Carthage, TX

Previous Registrations

• 1997-02-10 → 2004-08-20
  Banc One Securities Corporation
  Shreveport, LA

Other Businesses

1.)GENERAL PARTNER-MURPHY BROTHERS PARTNERSHIP (TREE FARM) GROW AND HARVEST HARDWOOD TIMBER. LESS THAN ONE HOUR PER WEEK. 2.)BOARD OF DIRECTORS - FIRST STATE BANK & TRUST COMPANY & CARTHAGE STATE BANCSHARES, INC. NO INVESTMENT RELATED ACTIVITY IS ANTICIPATED. 3.)GENERAL PARTNER - MURPHY-PAYNE INVESTMENTS, LTD. -FAMILY LIMITED PARTNERSHIP FOR THE SOLE PURPOSE OF HOLDING THE STOCK OF CARTHAGE STATE BANCSHARES, INC. 4.)CARTHAGE BANCSHARES - DIRECTOR. 5.)FIRST STATE BANK, TRUST OFFICER, NOT INVOLVED IN INVESTMENT DECISIONS, PROCESSES TRADES THRU CETERA; 6.)MURPHY PAYNE PROPERTIES LTD, PARTNERSHIP IN FAMILY BUSINESS. 7.) 7/14/2011 UNITED FUND OF PANOLA COUNTY, PRESIDENT, 2 HOURS/WK, NO COMPENSATION, NON-INVESTMENT RELATED" 8.) FIRST STATE BANK & TRUST, CEO & CHAIRMAN OF THE BOARD, DUAL EMPLOYEE, LISTENS IN ON DISCUSSIONS, NO VOTING, NO INVESTMENT DECISIONS MADE 9.) TREASURER FOR PANOLA COUNTY CHAMBER OF COMMERCE PANOLA COUNTY TX, PROMOTE & ENCOURAGE NEW AND EXISTING BUSINESS IN PANOLA COUNTY, DOES NOT HAVE ACCESS TO BANK ACCOUNTS, CHECK WRITING PRIVILEGES IN DUAL CAPACITY, 1/HR/MO; 10.) EXECUTOR OF ESTATE FOR PARENTS (MARY PAYNE MURPHY AND FOSTER MURPHY) 11.) CHAIRMAN OF THE BOARD FOR BROADMOOR BAPTIST CHURCH, 1/HR/WK

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-02-07
• S65 Uniform Investment Adviser Law Examination
  1997-01-03