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Independent Advisor Alliance, LLC CRD 168267
$17.2B regulatory AUM 533 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-01-06 |
| AR | RA | APPROVED | 2022-10-01 |
| TX | RA | APPROVED | 2022-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Genwealth Financial Advisors, Llc | Bryant | AR | 02/2016 | 09/2022 |
| Lpl Financial, Llc | Bryant | AR | 03/2016 | Present |
| Independent Advisor Alliance | Charlotte | NC | 09/2022 | Present |
1. 3/8/2016 - GenWealth Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2/15/2016 - 120 Hours Per Month - Time Spent 75%. 2.. 3/2/2017 - AdvisorOnline (powered by GenWealth) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2017 - 5 Hours Per Month During Securities Trading. 3. 3/13/2017 - GenWealth Financial Services LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/17/2017 - 10 Hours Per Month During Securities Trading. 4. 11/16/2020 - GenWealth Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/17/2017 - 10 Hours Per Month During Securities Trading. 5. 09/30/2022 - GENWEALTH FINANCIAL ADVISORS/ DBA FOR RIA BUSINESS (ENTITY FOR RIA BUSINESS)/ 100%/ BRYANT, AR 6. 10/13/2022 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 10/03/2022 - 100 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 10/13/2022 - Independent Advisor Alliance - DBA: GenWealth Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 09/30/2022 - 80 Hours Per Month/60 Hours During Securities Trading 8) 02/21/2025 - Sage Insurance Partners - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:02/20/2025 - 4 Hrs/Mth - 4 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-26 |
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