Best Investors Account Sign in

Troy Allen Johnson

Independent Advisor Alliance, LLC

Alexander, AR

CRD 6615860

Claim This Profile
Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-01-06
AR RA APPROVED 2022-10-01
TX RA APPROVED 2022-10-01
  • LA RA
    APPROVED
    Since 2023-01-06
  • AR RA
    APPROVED
    Since 2022-10-01
  • TX RA
    APPROVED
    Since 2022-10-01

Branch Locations

4756 Bryant Parkway, Alexander, AR 72002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Genwealth Financial Advisors, Llc Bryant AR 02/2016 09/2022
Lpl Financial, Llc Bryant AR 03/2016 Present
Independent Advisor Alliance Charlotte NC 09/2022 Present
  • 02/2016 → 09/2022
    Genwealth Financial Advisors, Llc
    Bryant, AR
  • 03/2016 → Present
    Lpl Financial, Llc
    Bryant, AR
  • 09/2022 → Present
    Independent Advisor Alliance
    Charlotte, NC
Previous Registrations
  • 2016-07-05 → 2022-12-14
    Genwealth Financial Advisors, Llc
    Bryant, AR
Other Businesses

1. 3/8/2016 - GenWealth Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2/15/2016 - 120 Hours Per Month - Time Spent 75%. 2.. 3/2/2017 - AdvisorOnline (powered by GenWealth) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2017 - 5 Hours Per Month During Securities Trading. 3. 3/13/2017 - GenWealth Financial Services LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/17/2017 - 10 Hours Per Month During Securities Trading. 4. 11/16/2020 - GenWealth Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/17/2017 - 10 Hours Per Month During Securities Trading. 5. 09/30/2022 - GENWEALTH FINANCIAL ADVISORS/ DBA FOR RIA BUSINESS (ENTITY FOR RIA BUSINESS)/ 100%/ BRYANT, AR 6. 10/13/2022 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 10/03/2022 - 100 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 10/13/2022 - Independent Advisor Alliance - DBA: GenWealth Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 09/30/2022 - 80 Hours Per Month/60 Hours During Securities Trading 8) 02/21/2025 - Sage Insurance Partners - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:02/20/2025 - 4 Hrs/Mth - 4 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-26
  • S66 Uniform Combined State Law Examination
    2016-04-26

View on SEC IAPD

More in Alexander, AR

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor