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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-02-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Capital Corporation | Braintree | MA | 02/2015 | 03/2017 |
| Compass Capital Corporation | Braintree | MA | 02/2016 | 03/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2019 | Present |
| Seeley Capital | Milton | MA | 04/2017 | Present |
1. SEELEY CAPITAL MANAGEMENT, 2 GRANITE AVE STE 400, MILTON, MA, 05/2017. NOTARY PUBLIC. NIR-1/MO-0/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 02/07/19
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-28 |
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