Katherine Marissa Arcaro

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 03/2017
  Compass Capital Corporation
  Braintree, MA
• 02/2016 → 03/2017
  Compass Capital Corporation
  Braintree, MA
• 01/2019 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 04/2017 → Present
  Seeley Capital
  Milton, MA

Previous Registrations

• 2016-05-25 → 2017-03-15
  Compass Capital Corporation
  Braintree, MA

Other Businesses

1. SEELEY CAPITAL MANAGEMENT, 2 GRANITE AVE STE 400, MILTON, MA, 05/2017. NOTARY PUBLIC. NIR-1/MO-0/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 02/07/19

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-04-28

Other Names

• Katherine Lindsay
• Katherine Marissa Lindsay