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Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-09
  • CA RA
    APPROVED
    Since 2024-12-09

Branch Locations

4 Park Plaza Suite 330, Irvine, CA 92614 • United States

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
School Various CA 02/2002 10/2018
Cws Investments Newport Beach CA 10/2018 05/2021
Empirical Wealth Management Irvine CA 05/2022 Present
Glean Management, Lp West Hollywood CA 05/2021 05/2022
  • 02/2002 → 10/2018
    School
    Various, CA
  • 10/2018 → 05/2021
    Newport Beach, CA
  • 05/2022 → Present
    Irvine, CA
  • 05/2021 → 05/2022
    Glean Management, Lp
    West Hollywood, CA
Previous Registrations
Other Businesses

Independent Contractor, Not Investment related, Business consulting support work for family business, Began Oct 2025. 15hrs/Month total, 0 hrs. during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-03
  • S66 Uniform Combined State Law Examination
    2019-06-03
Other Names
  • Isaiah M Paul

View on SEC IAPD

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