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1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| School | Various | CA | 02/2002 | 10/2018 |
| Cws Investments | Newport Beach | CA | 10/2018 | 05/2021 |
| Empirical Wealth Management | Irvine | CA | 05/2022 | Present |
| Glean Management, Lp | West Hollywood | CA | 05/2021 | 05/2022 |
Independent Contractor, Not Investment related, Business consulting support work for family business, Began Oct 2025. 15hrs/Month total, 0 hrs. during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-03 |
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