Adam David Karol

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-02-08

NY RA
APPROVED

Since 2022-02-08

Branch Locations

Garden City, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Adam D Karol Insurance Agency	Garden City	NY	11/2016	03/2019
State Farm Vp Management Corp	Garden City	NY	06/2018	Present
State Farm Insurance	Bloomingon	IL	06/2016	10/2016
State Farm Insurance	Garden City	NY	04/2019	Present
State Farm Investment Management Corp	Garden City	NY	02/2022	Present

11/2016 → 03/2019

Adam D Karol Insurance Agency

Garden City, NY
06/2018 → Present

State Farm Vp Management Corp

Garden City, NY
06/2016 → 10/2016

State Farm Insurance

Bloomingon, IL
04/2019 → Present

State Farm Insurance

Garden City, NY
02/2022 → Present

State Farm Investment Management Corp

Garden City, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-02-04
S63	Uniform Securities Agent State Law Examination	2018-10-01

S65 Uniform Investment Adviser Law Examination

2022-02-04
S63 Uniform Securities Agent State Law Examination

2018-10-01

Other Names

Adam Karol

View on SEC IAPD