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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-13 |
| FL | RA | APPROVED | 2016-04-28 |
| WI | RA | APPROVED | 2016-04-22 |
Branch Locations
201 North Franklin St. Suite 3000, Tampa, FL 33602 • United States
Tampa, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dmb Consulting, Inc | Tampa | FL | 06/2001 | Present |
| Robert W. Baird & Co. Incorporated | Tampa | FL | 02/2016 | Present |
Name/Address: Moon Gazing, LLC,3625 South Lightner Dr, Tampa FL, 33629 ; Investment Related- Yes; Nature of Business: LLC; Position: Proprietor/Owner; Start Date: 4/12/2017; Appx number of hrs:1-2 hrs a month; Appx number of hrs during trading: 0, Duties: Rental Real Estate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-21 |
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