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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-12-16 |
| TX | RA | APPROVED | 2022-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Miami | FL | 02/2016 | 11/2016 |
| Wells Fargo Bank Na | Miami | FL | 08/2012 | Present |
| Miami Dade College | Miami | FL | 08/2009 | Present |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | Present |
| Morgan Stanley | Miami | FL | 10/2021 | Present |
NOTARY PUBLIC; NOT INVESTMENT RELATED; MIAMI,FL; NOTARY; START DATE 05/01/2019; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; PROVIDE NOTARIAL SERVICES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-05 |
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