Anthony Monraz

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-08-13

CO RA
APPROVED

Since 2025-08-13

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alps Distributors, Inc.	Denver	CO	06/2019	08/2024
Jp Morgan	New York	NY	06/2014	05/2019
Arrowmark Partners	Denver	CO	05/2019	08/2024
Schwab Wealth Advisory, Inc.	Lone Tree	CO	07/2025	Present
Unemployed	Denver	CO	09/2024	06/2025
Charles Schwab & Co., Inc.	Lonetree	CO	07/2025	Present

06/2019 → 08/2024

Alps Distributors, Inc.

Denver, CO
06/2014 → 05/2019

Jp Morgan

New York, NY
05/2019 → 08/2024

Arrowmark Partners

Denver, CO
07/2025 → Present

Schwab Wealth Advisory, Inc.

Lone Tree, CO
09/2024 → 06/2025

Unemployed

Denver, CO
07/2025 → Present

Charles Schwab & Co., Inc.

Lonetree, CO

Other Businesses

1) CAIA Rocky Mountain Chapter | Investment Related:No||Financial Services|Executive Committee Board Member|2022-09-01|Less than 20|0|unpaid, volunteer EC board position with local CAIA professional chapter.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-14

S66 Uniform Combined State Law Examination

2019-10-14

Designations

Chartered Financial Analyst

Other Names

Anthony Stephen Monraz

View on SEC IAPD