James Seung Min Paik

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 11/2016
  Wells Fargo Advisors,Llc
  Oakland, CA
• 11/2016 → 01/2021
  Wells Fargo Clearing Services, Llc
  Oakland, CA
• 01/2021 → Present
  Morgan Stanley
  San Francisco, CA
• 11/2022 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2016-05-03 → 2021-01-21
  Wells Fargo Clearing Services, Llc
  Oakland, CA
  Walnut Creek, CA
  Walnut Creek, CA

Other Businesses

RENTAL PROPERTY; INV RELATED; BERKELEY, CA; MULTI- UNIT PROPERTY; 100% OWNERSHIP; START 9/1/2007; 1 HOURS PER MONTH, 0 DURING TRADING; OWNER. RENTAL PROPERTY; INVESTMENT RELATED; BURLINGAME,CA; 100% OWNERSHIP BY SPOUSE; START DATE 11/01/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; RENTAL INCOME. *422231 â?" Rental Property (2237 haste st).; Investment related Yes; san leandro, CA; Real Estate,; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); September 2007; During business hours: 0; After business hours: 2; Administrative.

Exams

• S66 Uniform Combined State Law Examination
  2016-05-03

Other Names

• Seung Min Paik
• James Seung Paik
• James Paik