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Joseph Lee Miller

Wells Fargo Clearing Services, LLC

Scottsdale, AZ

Phoenix, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2016-05-06
CA RA APPROVED 2016-05-03
  • AZ RA
    APPROVED
    Since 2016-05-06
  • CA RA
    APPROVED
    Since 2016-05-03

Branch Locations

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

5050 N 24Th St, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Scottsdale AZ 02/2016 11/2016
Wells Fargo Bank Na Scottsdale AZ 05/2008 Present
Wells Fargo Clearing Services, Llc Scottsdale AZ 11/2016 Present
  • 02/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Scottsdale, AZ
  • 05/2008 → Present
    Wells Fargo Bank Na
    Scottsdale, AZ
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-02
  • S66 Uniform Combined State Law Examination
    2016-05-02
Other Names
  • Joseph Miller
  • Joe Miller

View on SEC IAPD

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