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Rey Castro Diano

Wells Fargo Clearing Services, LLC

Missouri City, TX

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-09
  • TX RA
    APPROVED
    Since 2016-06-09

Branch Locations

6233 Sienna Pkwy, Missouri City, TX 77459 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Missouri City TX 03/2016 11/2016
Wells Fargo Bank Na Missouri City TX 06/1991 Present
Wells Fargo Clearing Services, Llc Missouri City TX 11/2016 Present
  • 03/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Missouri City, TX
  • 06/1991 → Present
    Wells Fargo Bank Na
    Missouri City, TX
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Missouri City, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-09
  • S66 Uniform Combined State Law Examination
    2016-06-09
Other Names
  • Rey Diano

View on SEC IAPD

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STEGENT EQUITY ADVISORS INC. · HOUSTON, TX
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