Dennis Richardson

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2024-05-25

OH RA
APPROVED

Since 2024-05-25

Branch Locations

4006 N Hampton Drive Ste 4006, Powell, OH 43065-8444 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nationwide Securities, Llc.	Grandview Heights	OH	02/2016	02/2020
J.P. Morgan Securities Llc	Westerville	OH	02/2020	08/2023
Edward Jones	St. Louis	MO	05/2024	Present
Unemployed	Powell	OH	08/2023	05/2024

02/2016 → 02/2020

Nationwide Securities, Llc.

Grandview Heights, OH
02/2020 → 08/2023

J.P. Morgan Securities Llc

Westerville, OH
05/2024 → Present

Edward Jones

St. Louis, MO
08/2023 → 05/2024

Unemployed

Powell, OH

Previous Registrations

2020-02-24 → 2023-09-06

J.P. Morgan Securities Llc

Westerville, OH

Westerville, OH

Westerville, OH

Westerville, OH
2019-04-17 → 2020-02-04

Nationwide Securities, Llc

Columbus, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-12-28

S66 Uniform Combined State Law Examination

2018-12-28

Other Names

Dennis Richardson
Dennis William Richardson

View on SEC IAPD

Other Firms

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC

D.A. DAVIDSON & CO.

SHUTTLEWORTH & COMPANY

CETERA INVESTMENT ADVISERS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STRATOS WEALTH PARTNERS, LTD

LPL FINANCIAL LLC

PNC WEALTH MANAGEMENT LLC

Other Investors

DAVID THOMAS GILG

Zakariah Yehya Aziz

TODD EDWARD CRAWFORD

SHAHROKH C MINOUI

CURTIS CORNELIOUS CLARK

KURT ALLEN HILDEBRAND

Michael Johnson

Other Offices

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC · POWELL, OH

D.A. DAVIDSON & CO. · POWELL, OH

SHUTTLEWORTH & COMPANY · POWELL, OH

CETERA INVESTMENT ADVISERS LLC · POWELL, OH

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · POWELL, OH

STRATOS WEALTH PARTNERS, LTD · Powell, OH

STRATOS WEALTH PARTNERS, LTD · Powell, OH

LPL FINANCIAL LLC · POWELL, OH

More in Powell, OH

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