Justin R Cooper

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-04-12
MD	RA	APPROVED	2016-04-04

TX RA
APPROVED

Since 2016-04-12
MD RA
APPROVED

Since 2016-04-04

Branch Locations

9000 Southside Blvd Ci Client Services, Jacksonville, FL 32256 • United States

Owings Mills, MD • United States

11333 Mccormick Rd Ci Client Services, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	02/2016	Present
Bank Of America, N.A.	Hunt Valley	MD	02/2016	Present

02/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
02/2016 → Present

Bank Of America, N.A.

Hunt Valley, MD

Other Businesses

I*91491 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: C.M. FIRST VENTURE LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: OWINGS MILLS, MARYLAND 21117 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/6/2014 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: C.M. FIRST VENTURE LLC BUSINESS MODEL IS TO PROVIDE USERS OF HANDHELD DEVICES WITH ENERGY BY RENTING PORTABLE CHARGERS. RESPONSIBILITIES WITH THE COMPANY WAS OWNER, AND OVERSEE ALL ACTIVITY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-04-01

S66 Uniform Combined State Law Examination

2016-04-01

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