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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2012-10-01
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

56 W Mount Pleasant Ave, Livingston,, NJ 07039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Livingston NJ 11/2009 Present
J.P. Morgan Securities Llc Livingston NJ 10/2012 Present
Previous Registrations
  • 2009-11-23 → 2012-10-01
    Chase Investment Services Corp.
    Oak Ridge, NJ
    Franklin, NJ
  • 2009-10-05 → 2009-11-05
    Short Hills, NJ
  • 2007-01-22 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Short Hills, NJ
  • 2005-06-06 → 2007-01-17
    A. G. Edwards & Sons, Inc.
    Short Hills, NJ
    Short Hills, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-03
S63 Uniform Securities Agent State Law Examination 2005-04-13
  • S66 Uniform Combined State Law Examination
    2005-06-03
  • S63 Uniform Securities Agent State Law Examination
    2005-04-13

View on SEC IAPD

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