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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-12-10 |
| IL | RA | APPROVED | 2021-06-02 |
| TX | RA | APPROVED | 2021-06-02 |
Branch Locations
171 W. Wing Street Unit 203, Arlington Heights, IL 60005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Arlington Heights | IL | 02/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Arlington Heights | IL | 11/2016 | 05/2021 |
| Lpl Financial Llc | Arlington Heights | IL | 06/2021 | Present |
| Newedge Advisors, Llc (Gwm Advisors, Llc) | Arlington Heights | IL | 06/2021 | Present |
1. 6/2/2021 - Providence Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 6/9/2021 - GWM Advisors, LLC - DBA: (Hybrid) Providence Private Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/01/2020 - 100 Hours Per Month/25 Hours During Securities Trading. 3. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 07/01/2020 - 100 Hours Per Month/25 Hours During Securities Trading - Time Spent 60% - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 07/2020. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/12/2024- Northwest Chargers Hockey Association- Outside/W-2 Employment- Not Investment Related- Mount Prospect, IL - Start Date 09/10/2024 - 5 Hours Per Month/ 0 Hours During Trading 5. 06/04/2025 - FSG - Financial Strategies Group, LLP - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date- 05/30/2025 - 5 Hrs/Mth - 0Hrs During Trading. 6. 02/24/2026 - Crowley Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/23/2026 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-25 |
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