Michael R Mallory

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 06/2021
  Jp Morgan Securities Llc
  San Francisco, CA
• 02/2016 → 06/2021
  Jp Morgan Chase Bank, N.A.
  San Francisco, CA
• 06/2021 → Present
  Morgan Stanley Smith Barney Llc
  Fort Worth, TX
• 06/2021 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Other Businesses

*OBI - 554383 - Rental property ; Investment related - Yes ; Fort Worth, Texas ; Rental Property ; co-trustees (proprietor, partner, officer, director, employee, trustee, agent) ; 6/2023 ; During business hours : 0 ; After business hours : 2 ; Trustee *578067 - Lending ; Investment related - Yes ; Fort Worth,Texas ; Lending ; Self(proprietor, partner, officer, director, employee, trustee, agent) ; 12/2023 ; During business hours : 0 ; After business hours : 0 ; Simple loan to family member that is not an employee. No duties or roles.

Exams

• S66 Uniform Combined State Law Examination
  2021-07-09
• S63 Uniform Securities Agent State Law Examination
  2016-09-12

Other Names

• Michael Robert Mallory