Geoffrey Bishop Harris

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 03/2017
  Associated Bank
  Milwaukee, WI
• 04/2017 → 03/2018
  Scottrade, Inc.
  Oak Creek, WI
• 09/2018 → Present
  Northwestern Mutual Life Insurance Co
  Milwaukee, WI
• 10/2018 → Present
  Northwestern Mutual Investment Services, Llc
  Franklin, WI
• 03/2018 → 10/2018
  Unemployed
  Milwaukee, WI

Previous Registrations

• 2017-06-29 → 2018-03-07
  Scottrade Investment Management
  Saint Louis, MO
• 2012-07-06 → 2012-10-09
  Wells Fargo Clearing Services, Llc
  West Bend, WI
• 2011-11-09 → 2012-01-18
  Freedom One Investment Advisors, Inc.
  Clarkston, MI

Other Businesses

1. DRIVER, LYFT, 2300 HARRISON STREET, SAN FRANCISCO, , CALIFORNIA, 94110, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 7/1/2014, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DRIVER 2. SHOPPER, INSTACART, 50 BEALE STREET, SAN FRANCISCO, , CALIFORNIA, 94107, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 8/1/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SHOPPER

Exams

• S66 Uniform Combined State Law Examination
  2017-06-29
• S63 Uniform Securities Agent State Law Examination
  2011-07-12

Other Names

• Geoff Harris