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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-24 |
| WI | RA | APPROVED | 2024-05-24 |
Branch Locations
3704 Oakwood Hills Pkwy 1St Floor, Eau Claire, WI 54701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel | Eau Claire | WI | 05/2017 | Present |
| Bremer Investment Services/Raymond James | Eau Claire | WI | 02/2016 | 04/2017 |
1. State of Wisconsin Notary Public; 3418 Lawrence St, Eau Claire, WI 54703; Notary; 0 Hours per Day; During Securities Trading Hours; Not Investment-Related. 2. Simmons LLC; 2809 E Hamilton Ave, Eau Claire, WI 54701; Resale/dropshipping; Owner; Minimal responsibilities, my husband's business; 01/05/2023; 0 Hours per Day; Not during securities trading hours; Not Innvestment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-20 |
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