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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2022-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 03/2016 | 01/2022 |
| Lpl Financial, Llc | Boise | ID | 02/2022 | Present |
1. 2/2/2022 - Nine Six Investments LLC- Investment Related - 2259 Meadowgrass St., Meridian, ID 83646 - Real Estate Rental- Owner - Started 9/2009 - 1 Hour Per Month. 2. 2/2/2022 - Dodge Capital - Investment Related - 2259 Meadowgrass St., Meridian, ID 83646 - Real Estate Rental - Owner - Started 03/2019 - 1 Hour Per Month - Time Spent 1%. 3. 2/2/2022 - TF Legacy LLC - Investment Related - 2259 Meadowgrass St., Meridian, ID 83646 - Real Estate Rental - Owner - Started 03/2019 1 Hour Per Month - Time Spent 1%. 4. 2/2/2022 - No Business Name - Investment Related - 1487 Carter Ln, Boise, ID - Real Estate Rental - Started 1/2010 - 1 Hour Per Month - Time Spent 1%. 5. 2/2/2022 - Nine Six Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/2021 - Time Spent 90%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-02 |
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