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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-04-02 |
| WI | RA | APPROVED | 2016-05-25 |
Branch Locations
21215 E Moreland Blvd, Waukesha, WI 53186 • United States
6510 West State St, Wauwatosa, WI 53213 • United States
115 W Oklahoma Ave, Milwaukee, WI 53122 • United States
6611 S 27Th St, Franklin, WI 53132 • United States
2525 S 108Th St, West Allis, WI 53227 • United States
5100 S 76Th St, Greendale, WI 53129 • United States
15300 W Bluemond Rd, Elm Grove, WI 53122 • United States
4850 S. Moorland Rd., New Berlin, WI 53151 • United States
1314 Penny Lane, Oconomowoc, WI 53716 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Madison | WI | 03/2016 | 01/2019 |
| Lpl Financial | New Berlin | WI | 01/2019 | Present |
1. 10/08/2019 - Investment Services at UW Credit Union - Investment related - At reported business location(s) - Notary Public - start date:03/23/2015 - 0 hrs/mo - 0 hrs during trading. 2. 09/20/2022 - Wealth Management at UW Credit Union - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading 3. 09/12/2023 - BioLife - Outside/W-2 Employment - Plasma Donor - Not Investment Related - 2000 Silvernail Road, Pewaukee WI 53072 - Start Date 09/08/2023 - 4 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-24 |
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