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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2019-12-02 |
Branch Locations
15330 Wolf Creek Parkway, Suite 100, Basehor, KS 66007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St Cloud | MN | 01/2016 | 12/2019 |
| Cetera Investment Advisers Llc | Basehor | KS | 01/2016 | 12/2019 |
| First State Bank & Trust | Basehor | KS | 01/2016 | Present |
| Infinex Investments, Inc. | Meriden | CT | 12/2019 | Present |
1.)FIRST STATE BANK AND TRUST; BUSINESS DEVELOPMENT, PRODUCT DEVELOPMENT, INVESTMENT RESEARCH AND ANALYSIS, TRUST ACCT ADMIN, OPERATIONAL OVERSIGHT; NOT SECURITIES RELATED. Also; TRUST DEPT ROLE-BUSINESS DEVELOPMENT, RESEARCH, ADMINISTRATION AND OPERATION OVERSIGHT. Started in January 2016. Approx 160 hours per month. Approximately 136 hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-11 |
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