Adam M Klimas

Current Employers

Employment History

• 02/2016 → 11/2024
  Pruco Securities, Llc.
  Wauwatosa, WI
• 05/2016 → Present
  Prudential Insurance Company Of America
  Wauwatosa, WI
• 11/2024 → Present
  Lpl Enterprise, Llc
  Wauwatosa, WI

Previous Registrations

• 2018-05-08 → 2024-11-14
  Pruco Securities, Llc.
  Wauwatosa, WI
  West Bend, WI

Other Businesses

1)08/22/2024-David Tarantino-Act in a Fiduciary Capacity- Not INV related- WAUWATOSA, WI- Start Date-04/12/2022- 0 HRS/ MTHS- 0 during trading 2) 08/22/2024-Katherine Tarantino-Act in a Fiduciary Capacity- Not INV related- WAUWATOSA, WI- start date- 04/12/2022- 0 HRS/MTH- 0 HRS during trading 3)08/22/2024- Klimas Trust dated July 15 2004 for Jeffery and Carol Klimas-Act in a Fiduciary Capacity- INV related-WAUWATOSA, WI- start date- 12/14/2021- 0 HRS/ MTH 0 during trading 4) 03/12/2025- Prudential- Non-Variable Insurance/Insurance Agency- During the course of normal business activity i use term and fixed life insurance products, fixed annuities and also disability insurance solutions for my clients.- inv. related- at Sussex, WI- start date 11/18/2024- 10hrs/mnth-10hrs during trading 5) 10/07/2025-Paradise Hills Home Owners Association-President/Board Member-Non-Profit Board Member-Not inv related-At West Bend, WI-Start date 10/04/2025-10hrs/mth-5hrs/mth during trading 6) 12/02/2025-Prudential Sponsored Non-Variable Insurance-Agent-Non-Variable Insurance/Insurance Agency-Inv related-At Sussex, WI-80hrs/mth-80hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-04-30
• S63 Uniform Securities Agent State Law Examination
  2016-04-07

Other Names

• Adam M Klimas
• Adam Michael Klimas