Charles Robert Purcell

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-05-12

AZ RA
APPROVED

Since 2025-05-12

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Goodyear, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Phoenix	AZ	05/2014	Present

05/2014 → Present

Charles Schwab & Co., Inc.

Phoenix, AZ

Previous Registrations

2006-08-14 → 2012-09-11

Wells Fargo Clearing Services, Llc

Maderia Beach, FL

Seminole, FL

Seminole, FL

Maderia Beach, FL

Seminole, FL

Tampa, FL
2005-01-25 → 2006-01-26

A. G. Edwards & Sons, Inc.

Seminole, FL

Other Businesses

Charlie_Haiku|Investment Related:No|Performing/Fine Arts|singer/songwriter|2025-04-04|HoursPerMonth:20-40|HoursSpentduringSecurityTrading:0|I have recorded songs and will be releasing them online (Spotify, etc.). No expectations of any financial gain, but there is always a chance. Songs have nothing to do with Schwab or my role/position here.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-01-21

S66 Uniform Combined State Law Examination

2005-01-21

Other Names

Charlie Purcell

View on SEC IAPD