Inactive

Stephen Zheng

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Current Employers

Wealthlet

152-53 10Th Avenue Ste 235, Whitestone, NY 11357 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-13

NY RA
APPROVED

Since 2021-04-13

Branch Locations

152-53 10Th Avenue Ste 235, Whitestone, NY 11357 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wealthlet Advisory Llc	Whitestone	NY	01/2016	Present
New York University	New York	NY	09/2015	06/2019

01/2016 → Present

Wealthlet Advisory Llc

Whitestone, NY
09/2015 → 06/2019

New York University

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-01-12

S65 Uniform Investment Adviser Law Examination

2016-01-12

Designations

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC

CETERA INVESTMENT ADVISERS LLC

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIZENS SECURITIES, INC.

RONALD A. BARTLETT & ASSOCIATES, LTD

OSAIC WEALTH, INC.

HHL WEALTH ADVISORS INC.

Other Investors

Benvenuto Anthony DeRosa

Juan B De La Cruz

LEO THOMAS KEHOE

Other Offices

J.P. MORGAN SECURITIES LLC · WHITESTONE, NY

CETERA INVESTMENT ADVISERS LLC · WHITESTONE, NY

CITIGROUP GLOBAL MARKETS INC. · Flushing, NY

J.P. MORGAN SECURITIES LLC · COLLEGE POINT, NY

J.P. MORGAN SECURITIES LLC · FLUSHING, NY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLUSHING, NY

CITIZENS SECURITIES, INC. · FLUSHING, NY

RONALD A. BARTLETT & ASSOCIATES, LTD · FLUSHING, NY

More in Whitestone, NY

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