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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-27
  • CO RA
    APPROVED
    Since 2023-06-27

Branch Locations

3744 Cleveland Ave Unit A, Wellington, CO 80549 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Wellington CO 11/2022 Present
Tanner Brown Insurance Agency Wellington CO 11/2019 Present
State Farm Insurance Bloomington IL 07/2019 11/2019
Isaac Williams Insurance Agency Greeley CO 05/2017 07/2019
Greeley Country Club Greeley CO 08/2013 05/2017
State Farm Investment Management Corp Wellington CO 06/2023 Present
  • 11/2022 → Present
    State Farm Vp Management Corp
    Wellington, CO
  • 11/2019 → Present
    Tanner Brown Insurance Agency
    Wellington, CO
  • 07/2019 → 11/2019
    State Farm Insurance
    Bloomington, IL
  • 05/2017 → 07/2019
    Isaac Williams Insurance Agency
    Greeley, CO
  • 08/2013 → 05/2017
    Greeley Country Club
    Greeley, CO
  • 06/2023 → Present
    Wellington, CO
Other Businesses

1) Tanner Brown Insurance Agency; Investment-related; 3744 Cleveland Ave Unit A Wellington, CO 80549; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/01/2019; 80; 80; Service customers and supervise employees 2) Wellington Chamber of Commerce; non-investment-related; 4006 Cleveland Ave Wellington CO 80549; Association/Committee/Council; Director (includes sitting on Board of Directors); None; 07/01/2023; 3; 3; Member of a Finance Committee 3) TMJ LLC; investment-related; 721 Elgin Ct. Fort Collins CO 80524; Investment or Commercial Property; Owner; None; 07/15/2025; 1;1; LLC is going to be the owner of my office building.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-23
  • S65 Uniform Investment Adviser Law Examination
    2023-06-23

View on SEC IAPD

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