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Current Employers
Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-06-13
  • CA RA
    APPROVED
    Since 2016-06-13

Branch Locations

Irvine, CA • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Assetmark Brokerage, Llc Irvine CA 02/2016 Present
Assetmark Financial Holdings Inc. Irvine CA 10/2015 Present
  • 02/2016 → Present
    Assetmark Brokerage, Llc
    Irvine, CA
  • 10/2015 → Present
    Assetmark Financial Holdings Inc.
    Irvine, CA
Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 10/2015 - 160 HRS / MONTHLY, SENIOR MANAGER, NATIONAL CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-13
S63 Uniform Securities Agent State Law Examination 2016-05-02
  • S65 Uniform Investment Adviser Law Examination
    2016-06-13
  • S63 Uniform Securities Agent State Law Examination
    2016-05-02

View on SEC IAPD

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