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Allyson E Baroni

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hyannis, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-20
CT RA APPROVED 2011-01-24
  • TX RA
    APPROVED_RES
    Since 2014-02-20
  • CT RA
    APPROVED
    Since 2011-01-24

Branch Locations

1545 Iyannough Rd, Hyannis, MA 02601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner &Amp; Smith, Inc. Hyannis MA 01/2011 Present
  • 01/2011 → Present
    Merrill Lynch, Pierce, Fenner &Amp; Smith, Inc.
    Hyannis, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-14
S63 Uniform Securities Agent State Law Examination 2004-12-29
  • S65 Uniform Investment Adviser Law Examination
    2007-12-14
  • S63 Uniform Securities Agent State Law Examination
    2004-12-29
Other Names
  • Allyson Elizabeth Bunce
  • Allyson Elizabeth Bunce
  • Allyson Elizabeth Baroni

View on SEC IAPD

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